Federal Securities Laws

Selected Statutes, Rules and Forms, 2015-2016
Author: John C. Coffee,M. Henderson
Publisher: Foundation Press
ISBN: 9781634596480
Category:
Page: 2242
View: 9902

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This volume serves as a federal securities laws supplement, providing selected statutes, rules, and forms. It is the most complete supplement available and is regularly updated and revised. Contents include the Securities Act of 1933, Security Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, SEC Rules of Practice, and related federal laws. This edition has a cutoff date of October 15th, 2015.

Federal Securities Laws

Selected Statutes, Rules and Forms
Author: John C. Coffee, Jr.,Richard W. Jennings,Harold Marsh,Hillary A. Sale
Publisher: N.A
ISBN: 9781599418315
Category: Securities
Page: 2110
View: 9017

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This volume serves as a federal securities laws supplement, providing selected statutes, rules, and forms. It is the most complete supplement available and is regularly updated and revised. Contents include the Securities Act of 1933, Security Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, SEC Rules of Practice, and related federal laws.

Securities Regulation, Selected Statutes, Rules and Forms 2018


Author: Thomas Hazen
Publisher: West Academic Publishing
ISBN: 9781683286585
Category:
Page: 1861
View: 5401

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Selections in the book include the text of basic federal securities laws, related Securities and Exchange Commission (SEC) rules and forms, and other selected related laws and regulations. It is designed as a supplement to securities regulation texts used in law school courses, but it can also serve as a reference for lawyers, securities professionals, and corporate officers. The booklet contains changes made through November 2017.

Understanding Securities Law


Author: Marc I. Steinberg
Publisher: LexisNexis
ISBN: 0769891241
Category: Law
Page: N.A
View: 8322

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This Understanding treatise follows a logical sequence of analysis of a securities issue. The author begins by defining a "security" and registration exemptions, and then continues through the process for non-exempt transactions. Understanding Securities Law clearly, thoroughly, and concisely addresses the subjects covered in basic Securities Regulation courses, including: • The definition of securities exemptions from registration; • the registration framework and process; • Sarbanes-Oxley Act; • SEC Securities Act Offering Rules; • Resales and reorganizations; • Due diligence; • Liabilities and remedies; • Affirmative disclosure duties; • Insider trading; • SEC enforcement; and • Professional responsibility. The author also includes a glossary of key terms, statutes, rules, regulations and forms and schedules, and comparative charts synopsizing previously discussed materials. The text covers the regulation of public and privately held companies under the Securities Acts, SEC "fraud" concepts, civil liabilities under the securities laws, and state "Blue Sky" laws. It also discusses the Sarbanes-Oxley legislation, SEC public offering rules, SEC regulations on the resale of securities, and recent federal Supreme Court and appellate court decisions. The eBook version of this title feature links to Lexis Advance for further legal research options.

Securities Regulation, Selected Statutes, Rules and Forms 2016


Author: Thomas Hazen
Publisher: West Academic Publishing
ISBN: 9781634593953
Category:
Page: 1791
View: 1677

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Selections in the book include the text of basic federal securities laws, related Securities and Exchange Commission (SEC) rules and forms, and other selected related laws and regulations. It is designed as a supplement to securities regulation texts used in law school courses, but it can also serve as a reference for lawyers, securities professionals, and corporate officers. The booklet contains changes made through November 2015.

Securities Regulation

Selected Statutes Rules and Forms, 2017 Supplement
Author: James D. Cox,Robert W. Hillman,Donald C. Langevoort
Publisher: Wolters Kluwer Law & Business
ISBN: 145488245X
Category:
Page: 1118
View: 5642

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Securities Regulation: Selected Statutes Rules and Forms: 2017 Supplement

Corporations and Other Business Associations, Statutes, Rules, and Forms

2016 Edition
Author: Douglas Moll
Publisher: West Academic Publishing
ISBN: 9781634608466
Category:
Page: 1865
View: 7226

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The current version of this book has been authored by Professor Douglas K. Moll of the University of Houston Law Center. It is a new edition of a previous work authored by Professor Jeffrey Bauman. This product is a collection of statutes, rules, and forms which can be used with casebooks and other teaching materials in both introductory and advanced courses related to business organizations. Among other items, the collection includes the Restatements of Agency; partnership, corporation, and LLC statutes and forms (including both uniform, Delaware, and other state statutes); and federal securities statutes, rules, regulations, and forms.

Federal Securities Laws 2013 - 2014

Selected Statutes, Rules and Forms
Author: John C. Coffee, Jr.,Hillary A. Sale,John C. Coffee
Publisher: Foundation Press
ISBN: 9781609303327
Category: Law
Page: 2143
View: 7750

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This volume serves as a federal securities laws supplement, providing selected statutes, rules, and forms. It is the most complete supplement available and is regularly updated and revised. Contents include the Securities Act of 1933, Security Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, SEC Rules of Practice, and related federal laws.

(Some Of) the Essentials of Finance and Investment


Author: Ronald J. Gilson,Bernard S. Black
Publisher: N.A
ISBN: N.A
Category: Business & Economics
Page: 253
View: 654

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Gibson and Black's casebook provides detailed information on the essentials of finance and investment. The casebook provides the tools for fast, easy, on-point research. Part of the University Casebook Series; , it includes selected cases designed to illustrate the development of a body of law on a particular subject. Text and explanatory materials designed for law study accompany the cases.

Securities Regulation


Author: Casenotes,Casenote Legal Briefs
Publisher: Aspen Publishers Online
ISBN: 0735589763
Category: Business & Economics
Page: 216
View: 1300

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After your casebook, Casenote Legal Briefs will be your most important reference source for the entire semester. It is the most popular legal briefs series available, with over 140 titles, and is relied on by thousands of students for its expert case summaries, comprehensive analysis of concurrences and dissents, as well as of the majority opinion in the briefs. Casenotes Features: Keyed to specific casebooks by title/author Most current briefs available Redesigned for greater student accessibility Sample brief with element descriptions called out Redesigned chapter opener provides rule of law and page number for each brief Quick Course Outline chart included with major titles Revised glossary in dictionary format

Examples & Explanations for Securities Regulation


Author: Alan R. Palmiter
Publisher: Wolters Kluwer Law & Business
ISBN: 1454888679
Category: Law
Page: 656
View: 2614

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A favorite classroom prep tool of successful students that is often recommended by professors, the Examples & Explanations (E&E) series provides an alternative perspective to help you understand your casebook and in-class lectures. Each E&E offers hypothetical questions complemented by detailed explanations that allow you to test your knowledge of the topics in your courses and compare your own analysis. Here’s why you need an E&E to help you study throughout the semester: Clear explanations of each class topic, in a conversational, funny style. Features hypotheticals similar to those presented in class, with corresponding analysis so you can use them during the semester to test your understanding, and again at exam time to help you review. It offers coverage that works with ALL the major casebooks, and suits any class on a given topic. The Examples & Explanations series has been ranked the most popular study aid among law students because it is equally as helpful from the first day of class through the final exam.

Securities Regulation, Selected Statutes, Rules and Forms 2017


Author: Thomas Hazen
Publisher: West Academic Publishing
ISBN: 9781634607605
Category:
Page: 1939
View: 3256

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Selections in the book include the text of basic federal securities laws, related Securities and Exchange Commission (SEC) rules and forms, and other selected related laws and regulations. It is designed as a supplement to securities regulation texts used in law school courses, but it can also serve as a reference for lawyers, securities professionals, and corporate officers. The booklet contains changes made through November 2016.

Corporations and Other Business Associations

Cases and Materials
Author: Charles R.T. O'Kelley,Robert B. Thompson
Publisher: Wolters Kluwer Law & Business
ISBN: 1454892587
Category: Law
Page: 1175
View: 8906

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Corporations and Other Business Associations: Cases and Materials

Securities Regulation

2017 Case Supplement
Author: James D. Cox,Robert W. Hillman,Donald C. Langevoort
Publisher: Wolters Kluwer Law & Business
ISBN: 1454893877
Category: Law
Page: 148
View: 1991

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Securities Regulation: 2017 Case Supplement

Corporate Finance and the Securities Laws


Author: Charles J. Johnson (Jr.),Joseph McLaughlin,Eric S. Haueter
Publisher: Wolters Kluwer Law & Business
ISBN: 1454858397
Category: Business & Economics
Page: 1264
View: 5576

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Corporate Finance and the Securities Laws has been winning over practitioners with its clear andquot;how to do itandquot; approach ever since its publication in 1990. This acclaimed guide is now completely updated in this Fifth Edition to help you meet the challenges of raising capital in today's increasingly regulated marketplace. Written in plain English by two top experts in the field - each with literally hundreds of successful deals under his belt, Corporate Finance and the Securities Laws is the andquot;go toandquot; resource which explains the mechanics of corporate finance together with the statutes that govern each type of deal. You'll receive expert corporate finance analysis, procedural guidance, and practical securities law pointers every step of the way to help you Structure all types of corporate finance deals - from public, private, and offshore offerings to corporate debt restructurings, commercial paper programs, raising capital, and asset-based securities transactions Root out problems before corporate finance deals are put in motion, with heads-up input on securities law prohibited practices, potential liabilities, conflicts of interest, due diligence concerns, and other red-flag issues Shepherd transactions through the corporate finance regulatory process with a clear understanding of applicable statutes and their implications in real-life situations Know what to do when securities law problems crop up - and find clear answers to the countless questions that develop in the course of a corporate finance deal Close deals, raising capital in a timely manner and work shoulder to shoulder with clients to accomplish your corporate finance objectives